Client Complaints Policy

Purpose

This policy sets out the procedure for handling client complaints in a fair, transparent, timely, and professional manner. Elan & Co 2020 Ltd is committed to providing a high standard of accountancy and tax services and takes all complaints seriously. Complaints are viewed as an opportunity to improve our service quality, systems, and client experience.


Scope

This policy applies to all complaints received from clients or former clients relating to services provided by Elan & Co 2020 Ltd, including but not limited to:

  • Bookkeeping services

  • Tax compliance and advisory services

  • Payroll services

  • Company accounts and statutory reporting

  • General accountancy and financial services

This policy applies to complaints made in writing, verbally, or electronically.


Our Commitment

We are committed to ensuring that:

  • All complaints are treated seriously, impartially, and with courtesy

  • Complaints are handled fairly, consistently, and without unnecessary delay

  • Clients are kept informed of progress throughout the complaints process

  • Complaints are investigated thoroughly and objectively

  • Lessons learned from complaints are used to improve our services and internal controls

  • Clients will not suffer any disadvantage or discrimination as a result of making a complaint


How to Make a Complaint

Clients may raise a complaint using any of the following methods:

Email: shakar.elahi@elantax.com
Post: Elan & Co 2020 Ltd, Unit 3 Cedar Court, 1 Royal Oak Yard, London, SE1 3GA
Telephone: 020 7403 1500
In Person: By prior appointment at our office

To help us investigate your complaint efficiently, please include where possible:

  • Your full name and contact details

  • A clear description of the complaint or concern

  • Relevant dates, references, and any supporting documents

  • Details of what outcome or resolution you are seeking


Complaints Handling Procedure

Stage 1 – Initial Review

  • Complaints should be raised with the client manager or the member of staff involved in the matter.

  • We aim to acknowledge receipt of your complaint within 3 working days.

  • An investigation will be carried out by an appropriate member of staff who was not directly responsible where possible.

  • You will receive a written response outlining our findings and any proposed resolution within 10 working days of acknowledgment.

If additional time is required due to the complexity of the matter, we will inform you of the reason for the delay and provide an updated timescale.


Stage 2 – Escalation

If you are not satisfied with the outcome at Stage 1:

  • You may escalate your complaint to the Director, Mr Shakar Elahi BSc FCCA, who will conduct an independent and objective review.

  • The Director will review all relevant information and may contact you for clarification if required.

  • You will receive a final written response within 15 working days of escalation.

This response will represent our final internal position on the matter.


External Redress

If you remain dissatisfied after receiving our final response, you have the right to refer your complaint to our professional body:

Association of Chartered Certified Accountants (ACCA)
https://www.accaglobal.com/gb/en/footer-toolbar/contact-us/make-a-complaint-about-an-acca-member.html

ACCA will review whether the matter falls within its remit and advise you of the next steps.


Record Keeping

All complaints, investigations, responses, and related correspondence will be logged and retained securely for a minimum period of six (6) years, in accordance with:

  • UK data protection legislation

  • ACCA regulatory requirements

  • Our internal quality assurance and compliance procedures

Access to complaint records is restricted to authorised personnel only.


Confidentiality and Data Protection

All complaints will be handled confidentially and in accordance with the UK GDPR and Data Protection Act 2018. Personal data will only be used for the purpose of investigating and resolving the complaint and meeting regulatory obligations.


Monitoring and Review

This policy is reviewed annually by the Compliance Officer to ensure that it remains effective, up to date, and compliant with applicable legal, regulatory, and ethical standards. Updates will be made where necessary to reflect changes in regulation or best practice.


Contact Details

If you have any questions about this policy or wish to raise a complaint, please contact:

Shakar Elahi BSc FCCA
Director
Email: shakar.elahi@elantax.com

PA: Sema Ziler
Email: sema.ziler@elantax.com
Phone: 020 7403 1500

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